UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM SD
Specialized Disclosure Report
| Digi International Inc. |
| (Exact Name of Registrant as Specified in its Charter) |
| Delaware | 1-34033 | |
| (State or other jurisdiction of incorporation) |
(Commission file number) | |
| 9350 Excelsior Blvd., Suite 700 | ||
| Hopkins, Minnesota | 55343 | |
| (Address of principal executive offices) | (Zip Code) |
| David
H. Sampsell Executive Vice President of Corporate Development, General Counsel & Corporate Secretary 952-912-3444 |
| (Name and
telephone number, including area code, of the person to contact in connection with this report.) |
Check the appropriate box to indicate the rule pursuant to which this form is being filed:
| x | Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2022. |
| ¨ | Rule 13q-1 under the Securities Exchange Act (17 CFR 240.13q-1) for the fiscal year ended _______. |
INFORMATION TO BE INCLUDED IN THE REPORT
Section 1 – Conflict Minerals Disclosure
| Item 1.01 | Conflict Minerals Disclosure and Report |
Conflict Minerals Disclosure
Digi International Inc. (the “Company,” “we,” “us,” “our”) has filed a Conflict Minerals Report for the reporting period from January 1, 2022 to December 31, 2022 (the “2022 Conflict Minerals Report”), which is referenced in Item 1.02 below, filed as an exhibit to this Form SD and also publicly available on our website at www.digi.com under “Investor Relations” and “SEC Filings.”
| Item 1.02 | Exhibit |
A copy of the Company’s 2022 Conflict Minerals Report is filed as Exhibit 1.01 attached to this Form SD.
Section 2 – Resource Extraction Issuer Disclosure
| Item 2.01 | Resource Extraction Issuer Disclosure and Report |
Not applicable.
Section 3 – Exhibits
| Item 3.01 | Exhibits |
The following exhibit is filed as part of this report:
| Exhibit Number |
Document Description | Form of Filing | ||
| 1.01 | Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form SD. | Filed Electronically |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.
| DIGI INTERNATIONAL INC. | |||
| By | /s/ David H. Sampsell | May 31, 2023 | |
| David H. Sampsell | (Date) | ||
| Executive Vice President of Corporate Development, General Counsel & Corporate Secretary | |||
Exhibit 1.01
Conflict Minerals Report
| I. | Introduction |
This Conflict Minerals Report (this “Report”) of Digi International Inc. (“Company,” “we,” “us” or “our”) has been prepared pursuant to Rule 13p-1 and Form SD (the “Rule”) promulgated under the Securities Exchange Act of 1934, as amended, for the reporting period from January 1, 2022 to December 31, 2022.
The Rule requires disclosure of certain information when a company manufactures or contracts to manufacture products that contain the minerals specified in the Rule, which are necessary to the functionality or production of those products. The specified minerals, which we refer to in this report as the “conflict minerals,” are gold, columbite-tantalite (coltan), cassiterite and wolframite, or their derivatives, which are limited to tantalum, tin and tungsten. The “covered countries” for the purposes of the Rule and this Report are the Democratic Republic of the Congo (the “DRC”), the Republic of the Congo, the Central African Republic, South Sudan, Uganda, Rwanda, Burundi, Tanzania, Zambia and Angola.
We are a leading provider of machine-to-machine networking hardware and solutions that enable the connection, monitoring and control of local or remote physical assets by electronic means. These networking products and solutions can connect communication hardware to a physical asset, convey information about the asset’s status and performance to a computer system and then use that information to improve or automate one or more processes. As described in this Report, certain of the products we manufacture or contract to manufacture contain components that include conflict minerals that are necessary to the functionality or production of those products. In this Report, we refer to such products which were manufactured during calendar year 2022 as the “covered products.” The covered products are hardware products that generally include: embedded modules, gateways, adapter cards and device and terminal servers. Neither the software nor the services we sold to customers during calendar year 2022 are considered covered products as these products contain no conflict minerals.
Covered products contain components we purchased from third parties that use tin, tantalum, tungsten and/or gold. We do not source these conflict minerals directly. Due to the depth of our supply chain, we are far removed from the sources from which these conflict minerals are produced and the smelters or refiners that process them. Our efforts undertaken to identify the countries of origin of those conflict minerals reflect our circumstances and position in the supply chain. The amount of information available globally on the traceability and sourcing of the conflict minerals is extremely limited at this time. We have taken steps to identify the applicable smelters or refiners of such conflict minerals in our supply chain; however, we believe that the smelters and refiners of the conflict minerals contained in the covered products are best situated to identify the sources of the conflict minerals.
| II. | Reasonable Country of Origin Inquiry |
We have conducted a good faith reasonable country of origin inquiry (“RCOI”) regarding the conflict minerals that may be contained in our products. This inquiry was reasonably designed and conducted in good faith to determine whether any of the conflict minerals originated in the covered countries and whether any of the conflict minerals may have been from recycled or scrap sources.
We group components and materials included in our products based on whether they might contain a conflict mineral. In this manner, we determined the scope of our covered products. We asked direct suppliers who provide us with materials and components for our covered products that might contain a conflict mineral to make a reasonable determination if raw materials, consumables or purchased components they provide to us contain conflict minerals. Where appropriate, we also asked direct suppliers to make similar inquiries among their direct suppliers to further inform their responses to our request. We asked these suppliers to complete a supply chain compliance questionnaire based on the Conflict Minerals Reporting Template developed by the Responsible Minerals Initiative (“RMI”) reflecting our position on the supply chain.
We received statements or responses from 5% of the direct suppliers who supply us with materials or components that we believe may contain conflict minerals, which represents greater than 90% of our supply chain spend during the applicable calendar year. We reviewed the statements and responses we received for completeness and consistency of answers and, as appropriate, asked certain suppliers to provide corrections and clarifications.
| III. | Design and Performance of Due Diligence Measures |
Our due diligence measures have been designed to conform in all material respects to the five-step framework in the Organization for Economic Co-Operation and Development Due Diligence Guidance for Responsible Supply Chain of Minerals from Conflict-Affected and High Risk Areas (the “OECD Guidance”).
To address the first step of the OECD Guidance, we have established strong company management systems by adopting a policy relating to conflict minerals that incorporates the OECD Guidance. The policy is found on our website at the following url: www.digi.com/aboutus/environment/conflictminerals. This policy has also been communicated directly to our direct suppliers.
We have advanced the second step of the OECD Guidance related to identifying risks in our supply chain by analyzing the responses from our suppliers. Certain responses from our direct suppliers pursuant to the RCOI process described above contained names of smelters and refiners who processed conflict minerals contained in our products. We reviewed the locations of these smelters and refiners in light of the covered countries and compared them against the conflict-free compliant smelters and refiners list of the RMI.
The results of our due diligence were reviewed with members of our senior management team and summarized for our Board of Directors to enable us to design a strategy to respond to risks in our supply chain.
This Report is also publicly available on our website at the address identified above to meet the final step of the OECD Guidance to report annually on our supply chain due diligence.
| IV. | Product Determination |
Many of our hardware products contain materials or components that include one or more of the conflict minerals. Notwithstanding our efforts described above, we have been unable to determine, after exercising due diligence, whether all of the conflict minerals in our hardware products are DRC conflict-free. We are therefore not able to determine whether these products originated in the covered countries and whether all of the conflict minerals in our hardware products may have been from recycled or scrap sources. We received no information from our direct suppliers indicating that the tin, tantalum, tungsten or gold in our products originated in the covered countries, although we have been unable to confirm the sourcing status of these minerals for each of the smelters and refiners listed below in Schedule A.
| V. | Product Description |
Our suppliers also provided us with the names of approximately 240 smelters and refiners, along with the smelter or refiner facility location, that our direct suppliers have identified as processing the necessary conflict minerals in our hardware products. These smelters and refiners are listed on Schedule A. Of these smelters and refiners, 208 were identified as “conformant” and none were reported to be “active” in the process of conforming to the assessment protocols of the Responsible Minerals Assurance Process (“RMAP”) as of April 1, 2023. The remaining smelters or refiners were not defined as either conformant or active by the RMI as of the same date. While our suppliers identified smelters or refiners they have utilized in the production of components on company-wide basis, in many cases they were unable to confirm whether any particular smelter or refiner was actually used in the production of components provided to us.
2
| VI. | Steps to Improve Due Diligence |
We will continue to communicate our expectations and information requirements to our direct suppliers. We will also continue to monitor changes in circumstances that may impact the facts or our determination. Over time, we anticipate that the amount of information globally on the traceability and sourcing of conflict minerals will likely increase and improve our knowledge. We will continue to make inquiries to our direct suppliers and undertake additional fact and risk assessments where potentially relevant changes in facts or circumstances are identified. Accordingly, we will continue to encourage our direct suppliers to improve their own due diligence programs as well as encourage smelters and refiners in the supply chain to engage with or conform to the assessment protocols of the RMAP or another independent, third-party audit program. If we become aware of a supplier whose due diligence needs improvement, we intend to continue the trade relationship while that supplier improves its performance. We expect our direct suppliers to take similar measures with their suppliers to ensure alignment throughout the supply chain.
| VII. | Independent Private Sector Audit |
An independent private sector audit is not required for calendar year 2022.
3
Schedule A
to Conflict Minerals Report
| Metal | Smelter or Refiner Name | Location of Smelter or Refiner Facility | ||
| Gold | Advanced Chemical Company | UNITED STATES OF AMERICA | ||
| Gold | Aida Chemical Industries Co., Ltd. | JAPAN | ||
| Gold | Agosi AG | GERMANY | ||
| Gold | Almalyk Mining and Metallurgical Complex (AMMC) | UZBEKISTAN | ||
| Gold | AngloGold Ashanti Corrego do Sitio Mineracao | BRAZIL | ||
| Gold | Argor-Heraeus S.A. | SWITZERLAND | ||
| Gold | Asahi Pretec Corp. | JAPAN | ||
| Gold | Asaka Riken Co., Ltd. | JAPAN | ||
| Gold | Aurubis AG | GERMANY | ||
| Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | PHILIPPINES | ||
| Gold | Boliden AB | SWEDEN | ||
| Gold | C. Hafner GmbH + Co. KG | GERMANY | ||
| Gold | CCR Refinery - Glencore Canada Corporation | CANADA | ||
| Gold | Cendres + Metaux S.A. | SWITZERLAND | ||
| Gold | Chimet S.p.A. | ITALY | ||
| Gold | Chugai Mining | JAPAN | ||
| Gold | DSC (Do Sung Corporation) | KOREA, REPUBLIC OF | ||
| Gold | DODUCO Contacts and Refining GmbH | GERMANY | ||
| Gold | Dowa | JAPAN | ||
| Gold | Eco-System Recycling Co., Ltd. East Plant | JAPAN | ||
| Gold | JSC Novosibirsk Refinery | RUSSIA | ||
| Gold | LT Metal Ltd. | KOREA, REPUBLIC OF | ||
| Gold | Heimerle + Meule GmbH | GERMANY | ||
| Gold | Heraeus Metals Hong Kong Ltd. | CHINA | ||
| Gold | Heraeus Germany GmbH Co. KG | GERMANY | ||
| Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | CHINA | ||
| Gold | Ishifuku Metal Industry Co., Ltd. | JAPAN | ||
| Gold | Istanbul Gold Refinery | TURKEY | ||
| Gold | Japan Mint | JAPAN | ||
| Gold | Jiangxi Copper Co., Ltd. | CHINA | ||
| Gold | Asahi Refining USA Inc. | UNITED STATES OF AMERICA | ||
| Gold | Asahi Refining Canada Ltd. | CANADA | ||
| Gold | JSC Uralelectromed | RUSSIA | ||
| Gold | JX Nippon Mining & Metals Co., Ltd. | JAPAN | ||
| Gold | Kazzinc | KAZAKHSTAN | ||
| Gold | Kennecott Utah Copper LLC | UNITED STATES OF AMERICA | ||
| Gold | Kojima Chemicals Co., Ltd. | JAPAN | ||
| Gold | Kyrgyzaltyn JSC* | KYRGYZSTAN | ||
| Gold | LS-NIKKO Copper Inc. | KOREA, REPUBLIC OF | ||
| Gold | Materion | UNITED STATES OF AMERICA | ||
| Gold | Matsuda Sangyo Co., Ltd. | JAPAN | ||
| Gold | Metalor Technologies (Suzhou) Ltd. | CHINA | ||
| Gold | Metalor Technologies (Hong Kong) Ltd. | CHINA | ||
| Gold | Metalor Technologies (Singapore) Pte., Ltd. | SINGAPORE |
A-1
| Metal | Smelter or Refiner Name | Location of Smelter or Refiner Facility | ||
| Gold | Metalor Technologies S.A. | SWITZERLAND | ||
| Gold | Metalor USA Refining Corporation | UNITED STATES OF AMERICA | ||
| Gold | Metalurgica Met-Mex Penoles S.A. De C.V. | MEXICO | ||
| Gold | Mitsubishi Materials Corporation | JAPAN | ||
| Gold | Moscow Special Alloys Processing Plant | RUSSIA | ||
| Gold | Nadir Metal Rafineri San. Ve Tic. A.S. | TURKEY | ||
| Gold | Navoi Mining and Metallurgical Combinat | UZBEKISTAN | ||
| Gold | Nihon Material Co., Ltd. | JAPAN | ||
| Gold | Ohura Precious Metal Industry Co., Ltd. | JAPAN | ||
| Gold | OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet) | RUSSIA | ||
| Gold | PAMP S.A. | SWITZERLAND | ||
| Gold | Prioksky Plant of Non-Ferrous Metals | RUSSIA | ||
| Gold | PT Aneka Tambang (Persero) Tbk | INDONESIA | ||
| Gold | PX Precinox S.A. | SWITZERLAND | ||
| Gold | Rand Refinery (Pty) Ltd. | SOUTH AFRICA | ||
| Gold | Royal Canadian Mint | CANADA | ||
| Gold | Samduck Precious Metals | KOREA, REPUBLIC OF | ||
| Gold | SEMPSA Joyeria Plateria S.A. | SPAIN | ||
| Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | CHINA | ||
| Gold | Sichuan Tianze Precious Metals Co., Ltd. | CHINA | ||
| Gold | SOE Shyolkovsky Factory of Secondary Precious Metals | RUSSIA | ||
| Gold | Solar Applied Materials Technology Corp. | TAIWAN, PROVINCE OF CHINA | ||
| Gold | Sumitomo Metal Mining Co., Ltd. | JAPAN | ||
| Gold | Tanaka Kikinzoku Kogyo K.K. | JAPAN | ||
| Gold | Shandong Gold Smelting Co., Ltd. | CHINA | ||
| Gold | Tokuriki Honten Co., Ltd. | JAPAN | ||
| Gold | Torecom | KOREA, REPUBLIC OF | ||
| Gold | Umicore S.A. Business Unit Precious Metals Refining | BELGIUM | ||
| Gold | United Precious Metal Refining, Inc. | UNITED STATES OF AMERICA | ||
| Gold | Valcambi S.A. | SWITZERLAND | ||
| Gold | Western Australian Mint (T/a The Perth Mint) | AUSTRALIA | ||
| Gold | Yamakin Co., Ltd. | JAPAN | ||
| Gold | Yokohama Metal Co., Ltd. | JAPAN | ||
| Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | CHINA | ||
| Gold | Gold Refinery of Zijin Mining Group Co., Ltd. | CHINA | ||
| Gold | SAFINA A.S. | CZECHIA | ||
| Gold | Umicore Precious Metals Thailand | THAILAND | ||
| Gold | Geib Refining Corporation | UNITED STATES OF AMERICA | ||
| Gold | MMTC-PAMP India Pvt., Ltd. | INDIA | ||
| Gold | KGHM Polska Miedz Spolka Akcyjna | POLAND | ||
| Gold | Singway Technology Co., Ltd. | TAIWAN, PROVINCE OF CHINA | ||
| Gold | Al Etihad Gold Refinery DMCC | UNITED ARAB EMIRATES | ||
| Gold | Emirates Gold DMCC | UNITED ARAB EMIRATES | ||
| Gold | T.C.A S.p.A | ITALY |
A-2
| Metal | Smelter or Refiner Name | Location of Smelter or Refiner Facility | ||
| Gold | REMONDIS PMR B.V. | NETHERLANDS | ||
| Gold | Korea Zinc Co., Ltd. | KOREA, REPUBLIC OF | ||
| Gold | Marsam Metals | BRAZIL | ||
| Gold | TOO Tau-Ken-Altyn | KAZAKHSTAN | ||
| Gold | SAAMP | FRANCE | ||
| Gold | L'Orfebre S.A. | ANDORRA | ||
| Gold | 8853 S.p.A. | ITALY | ||
| Gold | Italpreziosi | ITALY | ||
| Gold | SAXONIA Edelmetalle GmbH | GERMANY | ||
| Gold | WIELAND Edelmetalle GmbH | GERMANY | ||
| Gold | Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH | AUSTRIA | ||
| Gold | AU Traders and Refiners* | SOUTH AFRICA | ||
| Gold | Bangalore Refinery | INDIA | ||
| Gold | SungEel HiMetal Co., Ltd. | KOREA, REPUBLIC OF | ||
| Gold | Planta Recuperadora de Metales SpA | CHILE | ||
| Gold | Safimet S.p.A | ITALY | ||
| Gold | NH Recytech Company | KOREA, REPUBLIC OF | ||
| Gold | Eco-System Recycling Co., Ltd. North Plant | JAPAN | ||
| Gold | Eco-System Recycling Co., Ltd. West Plant | JAPAN | ||
| Gold | Metal Concentrators SA (Pty) Ltd. | SOUTH AFRICA | ||
| Tantalum | Changsha South Tantalum Niobium Co., Ltd. | CHINA | ||
| Tantalum | Exotech Inc. | UNITED STATES OF AMERICA | ||
| Tantalum | F&X Electro-Materials Ltd. | CHINA | ||
| Tantalum | XIMEI RESOURCES (GUANGDONG) LIMITED | CHINA | ||
| Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. | CHINA | ||
| Tantalum | Jiujiang Tanbre Co., Ltd. | CHINA | ||
| Tantalum | AMG Brasil | BRAZIL | ||
| Tantalum | Metallurgical Products India Pvt., Ltd. | INDIA | ||
| Tantalum | Mitsui Mining and Smelting Co., Ltd. | JAPAN | ||
| Tantalum | NPM Silmet AS | ESTONIA | ||
| Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | CHINA | ||
| Tantalum | QuantumClean | UNITED STATES OF AMERICA | ||
| Tantalum | Yanling Jincheng Tantalum & Niobium Co., Ltd. | CHINA | ||
| Tantalum | Solikamsk Magnesium Works OAO | RUSSIA | ||
| Tantalum | Taki Chemical Co., Ltd. | JAPAN | ||
| Tantalum | Telex Metals | UNITED STATES OF AMERICA | ||
| Tantalum | Ulba Metallurgical Plant JSC | KAZAKHSTAN | ||
| Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. | CHINA | ||
| Tantalum | D Block Metals, LLC | UNITED STATES OF AMERICA | ||
| Tantalum | FIR Metals & Resource Ltd. | CHINA | ||
| Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | CHINA | ||
| Tantalum | XinXing HaoRong Electronic Material Co., Ltd. | CHINA | ||
| Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | CHINA | ||
| Tantalum | KEMET de Mexico | MEXICO |
A-3
| Metal | Smelter or Refiner Name | Location of Smelter or Refiner Facility | ||
| Tantalum | TANIOBIS Co., Ltd. | THAILAND | ||
| Tantalum | TANIOBIS GmbH | GERMANY | ||
| Tantalum | H.C. Starck Hermsdorf GmbH | GERMANY | ||
| Tantalum | H.C. Starck Inc. | UNITED STATES OF AMERICA | ||
| Tantalum | TANIOBIS Japan Co., Ltd. | JAPAN | ||
| Tantalum | Global Advanced Metals Boyertown | UNITED STATES OF AMERICA | ||
| Tantalum | Global Advanced Metals Aizu | JAPAN | ||
| Tantalum | Jiangxi Tuohong New Raw Material | CHINA | ||
| Tantalum | Yancheng Jinye New Material Technology Co., Ltd. | CHINA | ||
| Tin | Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | CHINA | ||
| Tin | Alpha | UNITED STATES OF AMERICA | ||
| Tin | Smelter Not Listed | INDONESIA | ||
| Tin | EM Vinto | BOLIVIA (PLURINATIONAL STATE OF) | ||
| Tin | Estanho de Rondonia S.A. | BRAZIL | ||
| Tin | Fenix Metals | POLAND | ||
| Tin | Gejiu Non-Ferrous Metal Processing Co., Ltd. | CHINA | ||
| Tin | Gejiu Zili Mining And Metallurgy Co., Ltd. | CHINA | ||
| Tin | Gejiu Kai Meng Industry and Trade LLC | CHINA | ||
| Tin | China Tin Group Co., Ltd. | CHINA | ||
| Tin | Malaysia Smelting Corporation (MSC) | MALAYSIA | ||
| Tin | Metallic Resources, Inc. | UNITED STATES OF AMERICA | ||
| Tin | Mineracao Taboca S.A. | BRAZIL | ||
| Tin | Minsur | PERU | ||
| Tin | Jiangxi New Nanshan Technology Ltd. | CHINA | ||
| Tin | O.M. Manufacturing (Thailand) Co., Ltd. | THAILAND | ||
| Tin | Operaciones Metalurgicas S.A. | BOLIVIA (PLURINATIONAL STATE OF) | ||
| Tin | PT Artha Cipta Langgeng | INDONESIA | ||
| Tin | PT Babel Inti Perkasa | INDONESIA | ||
| Tin | PT Babel Surya Alam Lestari | INDONESIA | ||
| Tin | PT Bukit Timah | INDONESIA | ||
| Tin | PT Mitra Stania Prima | INDONESIA | ||
| Tin | PT Prima Timah Utama | INDONESIA | ||
| Tin | PT Refined Bangka Tin | INDONESIA | ||
| Tin | PT Sariwiguna Binasentosa | INDONESIA | ||
| Tin | PT Stanindo Inti Perkasa | INDONESIA | ||
| Tin | PT Timah Tbk Kundur | INDONESIA | ||
| Tin | PT Timah Tbk Mentok | INDONESIA | ||
| Tin | PT Timah Nusantara | INDONESIA | ||
| Tin | PT Tinindo Inter Nusa | INDONESIA | ||
| Tin | Rui Da Hung | TAIWAN, PROVINCE OF CHINA | ||
| Tin | Soft Metais Ltda. | BRAZIL | ||
| Tin | Thaisarco | THAILAND | ||
| Tin | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | CHINA | ||
| Tin | White Solder Metalurgia e Mineracao Ltda. | BRAZIL |
A-4
| Metal | Smelter or Refiner Name | Location of Smelter or Refiner Facility | ||
| Tin | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | CHINA | ||
| Tin | Tin Smelting Branch of Yunnan Tin Co., Ltd. | CHINA | ||
| Tin | CV Venus Inti Perkasa | INDONESIA | ||
| Tin | Magnu's Minerais Metais e Ligas Ltda. | BRAZIL | ||
| Tin | Melt Metais e Ligas S.A. | BRAZIL | ||
| Tin | PT ATD Makmur Mandiri Jaya | INDONESIA | ||
| Tin | O.M. Manufacturing Philippines, Inc. | PHILIPPINES | ||
| Tin | PT Cipta Persada Mulia | INDONESIA | ||
| Tin | Resind Industria e Comercio Ltda. | BRAZIL | ||
| Tin | Metallo Belgium N.V. | BELGIUM | ||
| Tin | Metallo Spain S.L.U. | SPAIN | ||
| Tin | PT Sukses Inti Makmur | INDONESIA | ||
| Tin | Thai Nguyen Mining and Metallurgy Co., Ltd. | VIET NAM | ||
| Tin | PT Menara Cipta Mulia | INDONESIA | ||
| Tin | HuiChang Hill Tin Industry Co., Ltd. | CHINA | ||
| Tin | Guangdong Hanhe Non-Ferrous Metal Co., Ltd. | CHINA | ||
| Tin | Chifeng Dajingzi Tin Industry Co., Ltd. | CHINA | ||
| Tin | PT Bangka Serumpun | INDONESIA | ||
| Tin | Tin Technology & Refining | UNITED STATES OF AMERICA | ||
| Tin | Ma'anshan Weitai Tin Co., Ltd. | CHINA | ||
| Tin | PT Rajawali Rimba Perkasa | INDONESIA | ||
| Tin | Luna Smelter, Ltd. | RWANDA | ||
| Tin | PT Mitra Sukses Globalindo | INDONESIA | ||
| Tin | CRM Synergies | SPAIN | ||
| Tin | Fabrica Auricchio Industria e Comercio Ltda. | BRAZIL | ||
| Tungsten | A.L.M.T. Corp. | JAPAN | ||
| Tungsten | Kennametal Huntsville | UNITED STATES OF AMERICA | ||
| Tungsten | Guangdong Xianglu Tungsten Co., Ltd. | CHINA | ||
| Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. | CHINA | ||
| Tungsten | Global Tungsten & Powders Corp. | UNITED STATES OF AMERICA | ||
| Tungsten | Hunan Chenzhou Mining Co., Ltd. | CHINA | ||
| Tungsten | Hunan Chunchang Nonferrous Metals Co., Ltd. | CHINA | ||
| Tungsten | Japan New Metals Co., Ltd. | JAPAN | ||
| Tungsten | Ganzhou Huaxing Tungsten Products Co., Ltd. | CHINA | ||
| Tungsten | Kennametal Fallon | UNITED STATES OF AMERICA | ||
| Tungsten | Wolfram Bergbau und Hutten AG | AUSTRIA | ||
| Tungsten | Xiamen Tungsten Co., Ltd. | CHINA | ||
| Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | CHINA | ||
| Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. | CHINA | ||
| Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | CHINA | ||
| Tungsten | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | CHINA | ||
| Tungsten | Malipo Haiyu Tungsten Co., Ltd. | CHINA | ||
| Tungsten | Xiamen Tungsten (H.C.) Co., Ltd. | CHINA | ||
| Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | CHINA |
A-5
| Metal | Smelter or Refiner Name | Location of Smelter or Refiner Facility | ||
| Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. | CHINA | ||
| Tungsten | Asia Tungsten Products Vietnam Ltd. | VIET NAM | ||
| Tungsten | Chenzhou Diamond Tungsten Products Co., Ltd. | CHINA | ||
| Tungsten | H.C. Starck Tungsten GmbH | GERMANY | ||
| Tungsten | TANIOBIS Smelting GmbH & Co. KG | GERMANY | ||
| Tungsten | Masan High-Tech Materials | VIET NAM | ||
| Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | CHINA | ||
| Tungsten | Niagara Refining LLC | UNITED STATES OF AMERICA | ||
| Tungsten | China Molybdenum Tungsten Co., Ltd. | CHINA | ||
| Tungsten | Ganzhou Haichuang Tungsten Co., Ltd. | CHINA | ||
| Tungsten | Hydrometallurg, JSC | RUSSIA | ||
| Tungsten | Unecha Refractory metals plant | RUSSIA | ||
| Tungsten | Philippine Chuangxin Industrial Co., Inc. | PHILIPPINES | ||
| Tungsten | Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd. | CHINA | ||
| Tungsten | ACL Metais Eireli | BRAZIL | ||
| Tungsten | Moliren Ltd. | RUSSIA | ||
| Tungsten | KGETS Co., Ltd. | KOREA, REPUBLIC OF | ||
| Tungsten | Fujian Ganmin RareMetal Co., Ltd. | CHINA | ||
| Tungsten | Lianyou Metals Co., Ltd. | TAIWAN, PROVINCE OF CHINA | ||
| Tungsten | Cronimet Brasil Ltda | BRAZIL |
A-6